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News

Madhabi Puri Buch’s Sebi tenure: A legacy of reform, controversy, and resistance

Enhanced transparency, optimum regulation, balanced reforms: promises Sebi’s new chief

Ban on India’s stock market ‘She-Wolf’ puts regulators on the spot

HOW SEBI TRACKED DOWN AN INSIDER TRADER

SAT gets new judicial member, second bench likely soon

Ketan Parekh: Inside SEBI’s 30-months front-running probe

Allegations against Buch: Sebi board lacks power to act, experts point out

Mint Explainer: Sebi’s Madhabi Puri Buch and the fuss over her ICICI payouts

How Indore has become the hub of unregistered investment advisors

Who is Mark Kingdon, the man under Sebi radar over Adani trades?

SEBI action against Hindenburg may run into jurisdictional wall, say experts

Compensation claims plunge as SEBI crackdown intensifies

Did PM Modi and Amit Shah break any Sebi rule by predicting stock market rally after elections? Legal experts weigh in

Mint Explainer: Sebi’s beef with virtual trading apps

Governance by disguised legislation

In Conversation With Sumit Agrawal, Founder And Partner, Regstreet Law Advisors

SAT ‘full’, with new presiding officer, technical member

𝐀𝐛𝐬𝐞𝐧𝐜𝐞 𝐨𝐟 𝐟𝐮𝐥𝐥 𝐛𝐞𝐧𝐜𝐡 𝐦𝐚𝐫𝐬 𝐟𝐮𝐧𝐜𝐭𝐢𝐨𝐧𝐢𝐧𝐠 𝐨𝐟 𝐒𝐀𝐓

𝐈𝐂𝐈𝐂𝐈 𝐁𝐚𝐧𝐤 𝐮𝐧𝐝𝐞𝐫 𝐟𝐢𝐫𝐞 𝐟𝐨𝐫 𝐚𝐥𝐥𝐞𝐠𝐞𝐝𝐥𝐲 𝐭𝐫𝐲𝐢𝐧𝐠 𝐭𝐨 𝐢𝐧𝐟𝐥𝐮𝐞𝐧𝐜𝐞 𝐈-𝐒𝐞𝐜’𝐬 𝐦𝐢𝐧𝐨𝐫𝐢𝐭𝐲 𝐢𝐧𝐯𝐞𝐬𝐭𝐨𝐫𝐬

𝐒𝐄𝐁𝐈 𝐂𝐡𝐢𝐞𝐟’𝐬 𝐒𝐞𝐜𝐨𝐧𝐝 𝐘𝐞𝐚𝐫: 𝐄𝐦𝐩𝐡𝐚𝐬𝐢𝐬 𝐨𝐧 𝐓𝐞𝐜𝐡 𝐚𝐧𝐝 𝐃𝐚𝐭𝐚-𝐃𝐫𝐢𝐯𝐞𝐧 𝐑𝐞𝐠𝐮𝐥𝐚𝐭𝐢𝐨𝐧 𝐟𝐨𝐫 𝐁𝐮𝐬𝐢𝐧𝐞𝐬𝐬 𝐄𝐚𝐬𝐞

Lack of full Bench takes a toll on SAT’s functioning and efficiency

Accessing Investments and Assets ofIncapacitated Persons in India:Challenges and Solutions

How to access assets when breadwinneris incapacitated

A turbulent year for SEBI at SAT

Adani-Hindenburg case verdict explained: 5 reasons why it’s a happy new year for Team Adani

A micro stock spikes 20% on big order from ‘Rare Enterprise’; not us, say Jhunjhunwalas

SEBI moves to regulate Index Providers

SEBI OKs fractional ownership framework for realty assets

SEBI proposes modification to make Trading Plans more flexible

Delays likely in SAT cases as key post falls vacant in Dec

It’s a sham! How to spot the ULIPS sold as mutual funds

India tightens foreign investor rules after Hindenburg report on Adani

How Smallcase has queered the pitch for advisers and analysts

How Navi Mutual Fund forces its Users to Share their Contact Lists

The ‘Finfluencer’ debate: Behind Sebi’s diktat against unregistered financial influencers

Compliance, tax major challenges for direct listing abroad

Reverse book-building process: Ideal for stakeholders, bane for promoters

Companies may be allowed to delist via fixed price: Sebi Chief

Sebi remains wary of sharing evidence

SEBI asks Economic Laws Practice to return most of its briefs amid conflict of interest concerns

Sebi board meetings get meatier as agendas balloon in under new chief

No checks and balances? SEBI requires ‘Separation of Powers’

SEBI Proposals For FPIs: Experts Raise Jurisdictional, Enforcement Concerns

Sebi’s FPI mandate will be tricky to enforce, say experts

The 28% Curse for Online Gaming Players

From start-ups to law firms: The rise of litigation financing in India

Sebi’s proposal ensures equal treatment, will boost confidence: Experts

SEBI asks for investor profiles from AIFs as inter-departmental sharing gains ground

Sebi’s promoter tag push stumps startups, may disrupt IPO plans

Arshad Warsi, Wife Maria Goretti Get Relief From SAT

Bollywood actor Arshad Warsi, wife get relief from SAT against Sebi ban

SAT sets aside SEBI order against Arshad Warsi, his wife for lack of evidence pending investigations

No evidence to show that Arshad Warsi induced investors in pump and dump case: SAT partly sets aside SEBI order

Arshad Warsi, wife Maria Goretti get relief from SAT against Sebi ban

SAT partly sets aside SEBI’s order in absence of proof against Arshad Warsi

Today, SAT will hear Arshad Warsi’s appeal against SEBI ban

Entry of foreign law firms into India will enhance competition, trigger consolidation

Bollywood actor Arshad Warsi moves SAT to challenge Sebi’s ban order

Buch completes one year, marked by big-bang reforms

Sebi shows new-age teeth in bursting Axis MF front running scandal

Sebi plans central database on FPIs’ beneficial owners

Adani under attack: Can the billionaire survive the Hindenburg onslaught?

Bankers on Adani $2.5 billion share sale consider delay, price cut after rout

Sebi plans Supreme Court move against tribunal order in co-location matter

Sebi nod to reclassify govt holding in IDBI Bank as ‘public’ after sale

Sebi notifies insider trading norms for mutual funds

MC Explains | Nykaa’s controversial bonus issue decoded in five questions

Sebi’s new settlement scheme sees modest success

New issue pricing onus may put independent directors in a spot: Experts

Sebi orders Brickwork Ratings to shut shop

Sebi’s handling of insider trading cases under spotlight after SC rulings

One in six top 500 firms have ‘related’ CMDs

NDTV seeks Sebi clarity on warrant conversion to VCPL

NDTV vs Adani Group: Media major appears to be on a weak ground, say lawyers

Rakesh Jhunjhunwala was not the first ‘Big Bull’ but certainly the biggest

Board gets more teeth: Sebi widens ambit to proceed against intermediaries

SEBI launches revised amnesty scheme to settle cases of manipulative trading in illiquid scrips

SAT Overturns SEBI’s View On Ratification By Shareholders

Social Media Scam Artists Prey on India’s Amateur Investors

Ecosystem for social investing: Structure laid for listing social entities on SSEs

More than a dozen AIFs under SEBI scanner

The insider trading idea spooking MFs

Market regulator shifts focus to monitoring AIFs

Sebi is getting tougher with front-runners, thanks to some key regulatory changes

Yes Bank AT1 bonds turned sour due to RBI order: Nippon

Investment firm appoints its lawyer on BharatPe Board

Legal tussle between Grover, Kotak Wealth not over yet

No discussion between Kotak, BharatPe’s Ashneer Grover over IPO financing dispute, says bank’s legal rep

Appointment of technical member to help SAT expedite case resolution: legal experts

BharatPe’s Ashneer Grover takes leave of absence until March end

SEBI sweetens the deal for settlement applications

Nykaa IPO: Kotak, BharatPe co-founder trade charges

Kotak plans legal action over BharatPe founder Ashneer Grover’s viral clip

Kotak Mahindra Bank to take legal action against BharatPe’s Ashneer Grover in IPO financing matter

Sebi signals a new trend: Summons and notices to come via WhatsApp, Telegram

Sebi board OKs changes to IPOs, preferential issues

Sebi To Regulate Cryptos As Assets

Clarity on crypto: No plan to ban; Sebi to regulate

White Oak Capital group completes acquisition of YES Asset Management

PEC woes. SEBI declares govt-owned firm PEC as ‘not fit & proper’

Ramdev’s ‘guaranteed returns’ remarks: SEBI likely to act against yoga guru

Sebi board okays steps to make M&As easier

SEBI Unhappy with Baba Ramdev viral stock sermon

Corporate Governance at India Inc: Understanding the decadal shift

Sebi sends show-cause notices to 141 staff of Titan alleging violations

Why Zomato didn’t announce Gaurav Gupta’s resignation on stock exchanges

Fraudulent trading: SEBI confirms earlier ban order against former CNBC Awaaz show host

Explained: How SEBI arrived at all the penalties in the Franklin Templeton case

Sebi turns to big data to nail the smart violators

Split verdict in Sebi-PNB Housing case underscores SAT’s exigency

Rakesh Jhunjhunwala, wife, five others settle Aptech insider trading case with SEBI

SEBI settles insider trading case with Rakesh Jhunjhunwala

Can a company provide insurance policy to its shareholders?

NSDL says accounts of foreign funds invested in Adani companies are not frozen

Nazara, Metro Health’s earnings announcements before board approval raise eyebrows

Making mutual funds accountable, SEBI style – The Morning Context

Oaktree effect: Sebi bars ‘sales pitch’ ratings

What is Archegos and what does it mean for Indian markets, explained

SEBI seeks ‘discretion’ in prosecutions

Seeking compensation for tech glitches could be a tough task for investors

Sebi proposes stricter rules on independent directors

Regulator Proposes Stricter Rules On Independent Directors

Indian regulator proposes stricter rules on independent directors

Indian regulator proposes stricter rules on independent directors

SEBI investigations into serious violations of market rules pile up

Companies Act Amendment Will Facilitate Direct Overseas Listing

Move SAT first, Bombay High Court tells Schneider Electric President

With the IndiGo indictment, has SEBI changed the rules ofthe game? – The Morning Context

Sebi ban on Kishore Biyani: howone of the Future Retail CMD’smany ‘schemes’ landed him in

GameStop Fiasco: The Stock that pitted Hedge FundBillionaires against Internet Memers – Wealthfare

Budget 2021 | Government takes the Budget route to give SEBI more teeth

Can GameStop frenzy happen in India?

Schneider Electric President told to relist or follow delisting process

SEBI directs Schneider Electric to list on national bourses

HDFC Bank penalises employee for wrongful share trading

Sebi stuns Mukesh Ambani with its final dash in a 12-year-old marathon RPL share-sale case

Sebi likely to relax norms for investing in insolvent firms

Franklin Templeton Mutual Fund to seek clarity from SC on Karnataka HC order

Wabco India shares will remain under pressure. Here’s why

Franklin Templeton needs unit holder approval for scheme wind-ups: Court

BSE sends notice to Kirloskar companies for not disclosing settlement deed

SEBI Tightens Norms Governing Inter Scheme Transfer OfSecurities Within Mutual Funds

Franklin Templeton: Some officials redeemed investments before winding up, shows audit

Sebi lays down code of conduct for AMCs

Sebi eases rules for delisting of listed subsidiaries

Listed firms ‘must disclose forensic audits to exchanges’

Listed firms ‘must disclose forensic audits to exchanges’

Markets regulator lays down code of conduct for AMCs

“Swift, Collective Action is the Need of the Hour for Anugrah Investors”, advise ex-SEBI Legal Officers

Sebi didn’t give nod to shut Franklin MFs

Sebi vets ABB Power offer price, valuation

Has the open offer for ABB Power bypassed Sebi rule?

SEBI’s settlement scheme could net Govt ₹750 crore

Sebi proposes one-time settlement to brokers for bogus trades – The Economic Times

Regulatory reality may sour millennials’ stock dreams

Sebi, CBDT MoU aimed at enhancing market transaction scrutiny: Lawyers

Sebi steps up vigil against insider trading, cracks down hard

SEBI Board Meeting today: To discuss special window for LTCG, Illiquid cases

SEBI can’t retain penalty amount once its order is set aside: SAT

Gujarat High Court rules that stay on Franklin e-voting process continues

HC stays voting on Franklin Templeton schemes’ closure

WhatsApp Leak Case: SEBI’s Order Sets A Challenging Precedent, Say Experts

NHAI Case: Procedural Delays Can’t Mitigate Violation Of Law, Says SEBI

Mutual funds allowed to list units of shut schemes

Sebi allows Franklin Tempelton’s shut schemes to list on bourses

SEBI Urges Listed Companies To Reveal Coronavirus’Impact On Business

Franklin Templeton investors mull action

Franklin Templeton’s e-voting views throw open legal debate

SEBI Eases Minimum Public Shareholding Norms Amid Virus Outbreak

Market regulator Sebi probes Franklin Templeton India unit

Vijay Shekhar Sharma reveals plan to spin out Paytm’sdifferent units and list them in 3 years

Covid-19 crisis: Over 100 firms missed deadline to appoint women directors

Yes Bank Case: SEBI Widens The Scope Of Disclosures Around Promoter Shares

Company promoters and insiders can’t buy shares till June 30

Yes Bank scam: Investigators identify 102 shell companies floated by Kapoor’s kin for fund misappropriation

NCLT allows MCA to reopen CG Power accounts for 5 years

SAT allows holders of RCAP’s pledged shares to find new buyers

SAT allows lenders to sell Reliance General Insurance

Reformist Ajay Tyagi was Sebi chief amid turbulence, but had more hits than misses. Should he stay on?

SEBI redefines ‘pledge’ to protect client securities

The missing limb of justice: Karvy saga shows why Sebi SCORES only on paper in complaint redressal

‘Client must get time for margin before broker squares off position’

More time for firms to split MD, CEO posts

कॉरपोरेट इंडिया को SEBI की बड़ी राहत, चेयरमैन और MD का पद अलग करने पर मोहलत

NCLT to decide on restatement of CG Power accounts post 23 January

NCLT to consider only govt. probe on CG Power

Cyrus Mistry’s ouster held illegal in big NCLAT blow to Tata Sons

Cyrus Mistry to ring in New Year with caveat

Karvy one of three Indian brokers restricted after probe

Don’t treat shareholders of companies on regional exchanges as children of lesser God: SAT

Exchanges under lens for role in Karvy mess

Post Karvy, Sebi looks to impose limits on brokers

Price Waterhouse-SAT case: How Supreme Court ruling will impact SEBI in the long run

SC stays SAT’s order holding that Sebi lacks power to bar auditors

Sebi issues stricter norms for auditors amid spate of exits

SAT junks SEBI’s order against Price Waterhouse

Tribunal quashes SEBI order against Price Waterhouse

InterGlobe Aviation issue may land up in NCLT

Govt may have bigger say in Sebi finances

SEBI gets teeth to probe new-age cases

Differential voting rights are good for Indian startups aiming for IPO – but not enough

SEBI probe into Leel Electricals sees a twist

Probe thoroughly before calling a firm ‘shell’, Tribunal tells SEBI

‘Bankruptcy code will prevail over SEBI Act in disposing of assets attached for CIS fraud’

A Stricter Diktat For Trading Window

SAT drops SEBI’s insider-trading charge, penalty against Piramals

7 DSP mutual fund staff quit amid probe on dubious deals

SEBI’s ‘capital’ punishment to NSE, an unprecedented move

Off to vote: Tatas to RIL, companies give employees a chance to get inked

Leela-Brookeld deal under Sebi lens for RPT violations

Sun Pharma’s senior exec, wife settle insider trading case with Sebi

A mere statement sans motive is not fraud, rules SAT

Firms rush to meet Sebi’s rules on insider trading

Tribunal tells IRDAI to renew TPA licence

New SAT bench may speed up case disposals

Not all ‘self-trades’ are manipulative: Tribunal to SEBI

SEBI Keeps Everyone Guessing On Spillover Risk Of Not Fit-And-Proper Status

100 sugar mills may face Sebi action for breach of private placement norms

Sebi order in NSEL case rattles financial services firms

Bombay HC clears way for SEBI to adjudicate against RIL

NCLT bars auditor for issuing ‘false’ certificate

Reliance Group pledges share sale by L&T Fin, Edelweiss

Government moves to clip Sebi’s wings

Sebi unlikely to give Etihad an exemption

Insider Trading Regulations: SEBI Notifies New Rules Of The Game

Sebi to reintroduce DVR shares for listed companies

Settlement orders: Tyagi may tell SEBI staff togo strictly by the book

MFs allowed to segregate bad assets

NSEL Scam: Sebi’s probe against 5 brokers at an ‘advanced stage’

SEBI acts on illiquid options trade manipulators

SEBI Allows Settlement Of Fraud Cases, But With Riders

SEBI Widens Its Definition Of Fraud In The Stock Market

SEBI cuts expense ratio for MF schemes

SEBI Seeks To Recover Penalties Even When Appeals Are Pending

Justice AR Dave Committee Report Proposes Widening Of SEBI’s Consent Mechanism

Court stays proceedings against Assamco in ‘shell companies’ case

Sebi proposes direct overseas listing of companies

Sebi notice says Chanda Kochhar violated the code of conduct

Sebi order kicks off storm; social media links can’t prove insider trading

Uttam Galva investors move SAT against ArcelorMittal as a public shareholder

Sebi examining RBI norms on rating resolution plans of stressed assets

Finish probes on time, CVC to Sebi

Nirav Modi hired PwC, IDFC Bank, Moelis, Jefferies to help launch IPO

Sebi mulls new structures for GIFT City traders

Rajesh Exports posts brokerage reports on stock exchange sites

SEBI gets teeth to act against exchanges, new market outfits

Crystal Crop Protection to buy Solvay’s specialty chemical unit

Sebi summons individuals raided over leak of earnings reports on WhatsApp

Analysts bat for joint monitoring of FPI limits by RBI, SEBI

Spike in insider trading, manipulation

Sebi considered news article to acquit ex-MCX officials of insider trading charges

Tyagi’s first six months usher in more reforms

SEBI widens net in WhatsApp probe

WhatsApp leak case: Sebi tells Axis Bank to probe suspected leak of results

SEBI conducts ‘search and seizure’ in WhatsApp leak case

Govt moves to take over Unitech as NCLT dismisses company board

IBC ordinance may bar clean bidders too, say stakeholders

Regulating unlisted firms: More teeth for Sebi, but…

IBC effect: Debt data a must for listing

Crypto currencies, ICOs under SEBI lens

Bankruptcy Board seeks exemptions from SEBI, CBDT to protect resolution professionals

NeSL gets final nod to become India’s first Information Utility

NeSL gets registration to store information of bankruptcy cases

India’s first information utility goes live

NeSL to be the first Information Utility under the new recovery law

SAT pulls up SBI Life for delaying Rs.275 cr refund matter

Tata Sons shareholders back move to become a private company

Supreme Court widens scope of front-running rules to include individuals

Govt may ask public unlisted companies to convert shares into demat form

Government looking to dematerialise shares of unlisted cos to curb black money

Government plans to dematerialise shares of unlisted companies to crack down on black money

Sebi to keep NSE’s consent plea on hold till algo-trading system audit is complete

Sebi to keep NSE’s consent plea on hold till algo-trading system audit is complete

Sebi weighs barring auditors if audit fails to give a true picture

Class action suits ripe for review?

Infosys compliance: SEBI seeks data

Sebi scanner on Infosys stock movement, corporate governance

Investors ‘shell’ shocked over SEBI order

SAT Order on “Shell” Companies

Shell’ stocks J Kumar, Prakash Industries to trade today

Securities Appellate Tribunal allows two alleged shell companies to trade

Shell Companies Case: SAT Stays SEBI Order On J Kumar Infra, Prakash Industries

Shell companies tag: Three firms move SAT against Sebi order

Bulls take cover as Sebi shells some D-street firms

Start-up funding may come under SEBI lens

Startup ecosystem under scanner: SEBI notice to Angel networks

Sebi forms panel to review norms on insider trading, unfair trade practices

NSE case: Sebi may recast panel after two members raise con ict on interest issue

Salaries of NSE, BSE officials may be set as per Companies Act rules

SEBI logs on to social media to fight insider trading violations

Under Vikram Limaye, NSE applies to settle co-location case with Sebi

Investors may soon get to trade shares and commodities with one account

Vodafone-Idea merger: Sebi looks at open offer possibility

SEBI’s Mercy For Stressed Asset Transactions: The Rationale And Two Unanswered Questions

PriceWaterhouse may face SEBI action in Satyam matter

NSE to take consent mechanism route to settle preferential access case with Sebi

Manipulation probes by SEBI hit a new high

Sebi ruling on Price Waterhouse’s role as Satyam auditor soon

SEBI to finalise regulations for universal exchanges by December

SEBI takes first major step towards development of commodity trading

Reliance’s Chances On Appeal Against SEBI’s Order

Bankruptcy board spells out ‘eligibility’

Pay per click: Webwork based on complex business model | Noida News – Times of India

No Sebi regulations in place yet to repay PACL investors

Govt to set up agency to regulate collective investment schemes

Cyrus Mistry losing ground to Tata Sons, but legal battle far from over

Mallya has to get HC relief to hang on to UB post: Experts

SEBI ensures greater say for public shareholders in merger cases

SEBI lowers broker fees by 25%

SEBI streamlines norms for mergers involving listed companies

Sebi tightens merger and amalgamation norms

Sebi may appoint three EDs shortly

Sebi plans to allow FPIs have multiple Demat accounts

PMO seeks views on role of appellate tribunal, Sebi, CCI

Bombay High Court says Sebi can seek call data, but must act with care

Call data record is important evidence in fraud cases, says Sebi

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