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Securities Markets Code

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๐—ฆ๐—ฒ๐—ฐ๐˜‚๐—ฟ๐—ถ๐˜๐—ถ๐—ฒ๐˜€ ๐— ๐—ฎ๐—ฟ๐—ธ๐—ฒ๐˜๐˜€ ๐—–๐—ผ๐—ฑ๐—ฒ: ๐—ต๐—ผ๐˜„ ๐—ฎ ๐˜€๐—ถ๐—ป๐—ด๐—น๐—ฒ ๐˜„๐—ผ๐—ฟ๐—ฑ ๐—ฐ๐—ผ๐˜‚๐—น๐—ฑ ๐—ฐ๐—ฟ๐—ถ๐—บ๐—ถ๐—ป๐—ฎ๐—น๐—ถ๐˜‡๐—ฒ ๐—ฒ๐˜ƒ๐—ฒ๐—ฟ๐˜† ๐—ถ๐—ป๐—ณ๐—ผ๐—ฟ๐—บ๐—ฒ๐—ฑ ๐—ถ๐—ป๐˜ƒ๐—ฒ๐˜€๐˜๐—ผ๐—ฟ ๐—ถ๐—ป ๐—œ๐—ป๐—ฑ๐—ถ๐—ฎ

One word. 10 years imprisonment. โ‚น25 crore fine. PMLA consequences.

The difference between ‘or’ and ‘and’ in Clause 93(b) of the ๐’๐ž๐œ๐ฎ๐ซ๐ข๐ญ๐ข๐ž๐ฌ ๐Œ๐š๐ซ๐ค๐ž๐ญ๐ฌ ๐‚๐จ๐๐ž, ๐Ÿ๐ŸŽ๐Ÿ๐Ÿ“ is the difference between a law that targets guilty traders and one that can ensnare every investor who reads the morning newspaper before placing a trade.

Co-authored with Shri M Damodaran – former Chairman of Securities and Exchange Board of India (SEBI), UTI, and IDBI Bank – our piece in today’s Mint examines this monosyllabic drafting error and why it must be fixed before the Code is enacted.

The fix is not complex. Replace ‘or’ with ‘and.’ India’s own PIT Regulations already got this right.Globally it is Material Non Public Information (MNPI). The SMC must not carry the errors of the SEBI Act, in the parent statute.

Mint Opinion: https://lnkd.in/dwPEvdE7

Regstreet Law Advisors Excellence Enablers Private Limited M Damodaran Sumit Agrawal Indian Ministry of Finance

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