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Delhi High Court’s Ruling on NSE RTI

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๐”๐ง๐๐ž๐ซ๐ฌ๐ญ๐š๐ง๐๐ข๐ง๐  ๐ญ๐ก๐ž ๐ƒ๐ž๐ฅ๐ก๐ข ๐‡๐ข๐ ๐ก ๐‚๐จ๐ฎ๐ซ๐ญ’๐ฌ ๐‘๐“๐ˆ ๐ซ๐ฎ๐ฅ๐ข๐ง๐  ๐จ๐ง ๐๐’๐„

Our Founder & Managing Partner, Mr. Sumit Agrawal, recently shared his views with VCCircle on the Hon’ble Delhi High Courtโ€™s ruling in the case of NSE India v. Central Information Commission & Ors. (๐˜“๐˜—๐˜ˆ 315/2010) holding the National Stock Exchange to be a โ€œpublic authorityโ€ under the Right to Information Act, 2005.

In the article, โ€œ๐˜๐˜ฐ๐˜ธ ๐˜‹๐˜ฆ๐˜ญ๐˜ฉ๐˜ช ๐˜๐˜ช๐˜จ๐˜ฉ ๐˜Š๐˜ฐ๐˜ถ๐˜ณ๐˜ตโ€™๐˜ด ๐˜ณ๐˜ถ๐˜ญ๐˜ช๐˜ฏ๐˜จ ๐˜ฐ๐˜ฏ ๐˜•๐˜š๐˜Œ ๐˜ค๐˜ข๐˜ฏ ๐˜ข๐˜ง๐˜ง๐˜ฆ๐˜ค๐˜ต ๐˜ต๐˜ฉ๐˜ฆ ๐˜ด๐˜ต๐˜ฐ๐˜ค๐˜ฌ ๐˜ฆ๐˜น๐˜ค๐˜ฉ๐˜ข๐˜ฏ๐˜จ๐˜ฆ, ๐˜ฐ๐˜ต๐˜ฉ๐˜ฆ๐˜ณ ๐˜ฎ๐˜ข๐˜ณ๐˜ฌ๐˜ฆ๐˜ต ๐˜ฆ๐˜ฏ๐˜ต๐˜ช๐˜ต๐˜ช๐˜ฆ๐˜ดโ€, he addressed three questions arising from the judgment:

1. ๐ˆ๐ฆ๐ฉ๐š๐œ๐ญ ๐จ๐ง ๐ญ๐ก๐ž ๐๐’๐„ ๐ˆ๐๐Ž: The ruling is not a fresh hurdle to the listing. The matter stands disclosed in the draft red herring prospectus, which Securities and Exchange Board of India (SEBI) has reviewed, and the development can be addressed through an update in the red herring prospectus.

2. ๐’๐œ๐จ๐ฉ๐ž ๐จ๐Ÿ ๐๐ข๐ฌ๐œ๐ฅ๐จ๐ฌ๐ฎ๐ซ๐ž ๐จ๐›๐ฅ๐ข๐ ๐š๐ญ๐ข๐จ๐ง๐ฌ: โ€œThe public authority status isnโ€™t an open house.โ€ Section 8(1)(d) of the RTI Act permits the exchange to withhold trade secrets and competitively sensitive information such as matching-engine architecture, cybersecurity design, unreleased products and vendor contracts. Further, Section 8(1)(j) protects employee data and Section 8(1)(h) protects details of live investigations. None of these exemptions is absolute, the NSE would need to show actual harm, not mere inconvenience.

3. ๐ˆ๐ฆ๐ฉ๐ฅ๐ข๐œ๐š๐ญ๐ข๐จ๐ง๐ฌ ๐Ÿ๐จ๐ซ ๐จ๐ญ๐ก๐ž๐ซ ๐’๐„๐๐ˆ-๐ซ๐ž๐ ๐ฎ๐ฅ๐š๐ญ๐ž๐ ๐ž๐ง๐ญ๐ข๐ญ๐ข๐ž๐ฌ: The ruling turns on Section 4(3) of the Securities Contracts (Regulation) Act, 1956. The NSE cannot exist as a recognised exchange without government recognition, which the Bench treated as constituting it. This logic may extend to SEBI regulated market infrastructure institutions such as stock exchanges, depositories and clearing corporations but not to banks, asset management companies, alternative investment funds or insurers, which operate under licensing rather than recognition-as-existence.

Read the full article here: https://lnkd.in/d2uHbjiX

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